Senior Regulatory Accountant

Full time
to £60K + Bonus + Benefits
uk 09/10/2017   Full time to £60K + Bonus + Benefits
  • Qualified Accountant
  • Financial Services experience
  • Detailed, practical knowledge of capital requirements under the standardised approach
  • Familiarity with all 3 Pillars


Senior Regulatory Accountant


Global award winning Financial, Energy and Commodities Broker/Dealer Investment Firm is going through a period of expansion due to an increase in client activity. Our client, based in their stunning London office is looking for a Senior Regulatory Accountant.


The Senior Regulatory Accountant will be part of the team responsible for ensuring timely and accurate reporting to the FCA, NFA, DFSA and CFTC


  • Work with the other regulatory accountants to produce quarterly COREP returns for the various UK regulated entities.
  • Work with the other regulatory accountants to ensure all other UK reporting deadlines are met e.g. monthly Client Money and Assets return, quarterly balance sheet and income statements
  • Work with the other regulatory accountants to ensure all reporting deadlines for US and Middle East regulated entities in the UK are met; monthly NFA returns and quarterly CFTC returns, and quarterly DFSA return
  • Assist in capital planning by providing regular management information
  • Review the daily client money reconciliation, ensure client money procedures are up to date and lead the audit of client money
  • Build, maintain and develop relationship with external advisors, the business, and other Group functions on regulatory capital issues
  • Coach team members, share knowledge and help them to develop


All applications are welcome and will be reviewed for this excellent Senior Regulatory Accountant role.